Fund Company

UBS Fund Management (Switzerland) AG - http://www.ubs.com

UBS and its businesses

UBS draws on their 150-year heritage to serve private, institutional and corporate clients worldwide, as well as retail clients in Switzerland. Their business strategy is centered on their pre-eminent global wealth management businesses and their universal bank in Switzerland. Together with a client-focused Investment Bank and a strong, well-diversified Global Asset Management business, they will expand their premier wealth management franchise and drive further growth across the Group. Headquartered in Zurich and Basel, Switzerland, UBS has offices in more than 50 countries, including all major financial centers, and employ approximately 64,000 people. UBS AG is the parent company of the UBS Group (Group). Under Swiss company law, UBS AG is organized as an Aktiengesellschaft, a corporation that has issued shares of common stock to investors.

The operational structure of the Group comprises the Corporate Center and five business divisions:

Wealth Management
Wealth Management Americas
The Investment Bank
Global Asset Management
Retail & Corporate

Wealth Management delivers comprehensive financial services to wealthy private clients around the world – except those served by Wealth Management Americas. Its clients benefit from the entire spectrum of UBS resources, ranging from investment management to estate planning and corporate finance advice, in addition to specific wealth management products and services. An open product platform provides clients with access to a wide array of products from third-party providers that complement their own product lines.

Wealth Management Americas provides advice-based solutions through financial advisors who deliver a fully integrated set of products and services specifically designed to address the needs of ultra high net worth and high net worth individuals and families. It includes the domestic US business, the domestic Canadian business and international business booked in the US.

The Investment Bank provides a broad range of products and services in equities, fixed income, foreign exchange and commodities to corporate and institutional clients, sovereign and government bodies, financial intermediaries, alternative asset managers and UBS’s wealth management clients. The Investment Bank is an active participant in capital markets flow activities, including sales, trading and market-making across a broad range of securities. It provides financial solutions to a wide range of clients, and offers advisory and analytics services in all major capital markets.

Global Asset Management is a large-scale asset manager with businesses diversified across regions, capabilities and distribution channels. It offers investment capabilities and styles across all major traditional and alternative asset classes including equities, fixed income, currencies, hedge fund, real estate, infrastructure and private equity that can also be combined into multi-asset strategies. The fund services unit provides professional services, including fund set-up, accounting and reporting for traditional investment funds and alternative funds.

Retail & Corporate delivers comprehensive financial products and services to their retail, corporate and institutional clients in Switzerland. It is an integral part of the universal bank model in Switzerland and delivers growth to their other businesses. It supports them by cross-selling products and services provided by their asset-gathering and investment banking businesses, by referring clients to them and transferring clients to Wealth Management due to increased client wealth.

The Corporate Center provides treasury services, and manages support and control functions for the business divisions and the Group in such areas as risk control, finance, legal and compliance, funding, capital and balance sheet management, management of non-trading risk, communications and branding, human resources, information technology, real estate, procurement, corporate development and service centers. It allocates most of the treasury income, operating expenses and personnel associated with these activities, which we refer to collectively as Corporate Center – Core Functions, to the businesses based on capital and service consumption levels. The Corporate Center also encompasses the Legacy Portfolio, consisting of the centrally managed legacy portfolio formerly in the Investment Bank and the option to acquire the equity of the SNB StabFund.

Company	Fund Name	ISIN	Currency	Inception Date	Rating	Risk	Profile
UBS Fund Management (Switzerland) AG	UBS(CH)Strategy Fund Yield EUR	CH0000474533	EUR	02/06/1993	4	Medium	The fund invests worldwide in high-quality equities, bonds and money market instruments.\|The focus of the investments lies in fixed-income paper, with the equity component generally only amounting to around 25%. Investments are largely hedged versus the reference currency.\|The fund's long-term aim is to preserve real assets while maintaining additional return potential and is based on UBS investment policy.
UBS Fund Management (Switzerland) AG	UBS(CH)Strategy Fund Balanced EUR	CH0000474541	EUR	02/06/1993	4	Medium	The fund invests worldwide in high-quality equities, bonds and money market instruments. \|\|The ratio of equities to fixed-income investments is balanced (equity component usually around 45%). \|Investments are largely hedged versus the reference currency.\|The fund's long-term aim is to generate real growth in assets and is based on UBS's investment policy.
UBS Fund Management (Switzerland) AG	UBS(CH)Equity Fund Smll Caps Europe	CH0000967031	EUR	27/10/1993	3	High	Actively managed equity portfolio investing in European small-cap companies.\|The fund invests in equities of smaller sized companies domiciled or chiefly active in Europe.\|When selecting stocks, the portfolio management team focuses on companies' flexibility and their ability to innovate.\|The fund is diversified across various countries and sectors.
UBS Fund Management (Switzerland) AG	UBS (CH) Equity Fd Glob Mater P Dis	CH0002609698	USD	12/09/1994	2	Medium	Equity portfolio that invests worldwide in companies in the metals, mining, chemicals and forestry sectors and is actively managed.\|Efficient means of exploiting the potential of companies in the metals, mining and chemicals sectors but also of producers in the paper and forestry industries.\|Specialised sector analysts seek out the most attractive stocks in the materials sector worldwide.\|Investment decisions are based on a disciplined investment philosophy and careful fundamental research.
UBS Fund Management (Switzerland) AG	UBS (CH) Bond Fd - USD P Dis	CH0002788534	USD	14/12/1981	3	Medium	The fund invests in USD-denominated bonds from the investment-grade segment and focuses on paper issued by prime borrowers.\|The investment objective is to achieve the most attractive return possible based on the performance of the USD bond market\|The fund is appropriate for investors seeking to invest in a broadly diversified USD bond portfolio.\|Active duration management takes advantage of fluctuating interest rates.
UBS Fund Management (Switzerland) AG	UBS 100 Index Fund Switzerland Dis	CH0002788807	CHF	12/12/1988	3	Medium	The equity portfolio invests in the 100 largest Swiss companies by market capitalisation.\|Investments on the Swiss stock market
UBS Fund Management (Switzerland) AG	UBS(CH)Equity Fund Switzerland	CH0002791769	CHF	23/05/1949	3	Medium	Actively managed equity portfolio that invests in Swiss shares.\|The fund is diversified across various sectors.\|Investment decisions are based on a disciplined investment philosophy and careful fundamental research.
UBS Fund Management (Switzerland) AG	UBS(CH)Strategy Fund Balanced CHF	CH0002792122	CHF	12/02/1990	4	Medium	The fund invests worldwide in high-quality equities, bonds and money market instruments.\|The ratio of equities to fixed-income investments is balanced (equity component usually around 45%). \|Investments are largely hedged versus the reference currency.\|The fund's long-term aim is to generate real growth in assets and is based on UBS's investment policy.
UBS Fund Management (Switzerland) AG	UBS(CH)Strategy Fund Yield USD	CH0002792171	USD	12/02/1990	3	Medium	The fund invests worldwide in high-quality equities, bonds and money market instruments.\|The focus of the investments lies in fixed-income paper, with the equity component generally only amounting to around 25%. Investments are largely hedged versus the reference currency.\|The fund's long-term aim is to preserve real assets while maintaining additional return potential and is based on UBS investment policy.
UBS Fund Management (Switzerland) AG	UBS(CH)Strategy Fund Balanced USD	CH0002792189	USD	12/02/1990	3	Medium	The fund invests worldwide in high-quality equities, bonds and money market instruments.\|The ratio of equities to fixed-income investments is balanced (equity component usually around 45%). \|Investments are largely hedged versus the reference currency.\|The fund's long-term aim is to generate real growth in assets and is based on UBS's investment policy.
UBS Fund Management (Switzerland) AG	UBS(CH)Equity Fund Smll Caps Switz	CH0004311335	CHF	02/05/1996	3	High	Actively managed equity portfolio investing in Swiss small-cap companies.\|Investments are predominantly made in companies with a market capitalisation of less than CHF 3 billion.\|When selecting stocks, the portfolio management team focuses on companies' flexibility and their ability to innovate.\|The fund is diversified across various sectors.
UBS Fund Management (Switzerland) AG	UBS (CH) Equity Fd Latin Ameri. Dis	CH0004370927	USD	25/03/1996	2	High	Actively managed equity portfolio that invests in Latin American shares.\|The fund is diversified across various countries and sectors.\|Investment decisions are based on a disciplined investment philosophy and careful fundamental research.