UBS Fund Management Company S.A.

Fund Company

UBS Fund Management Company S.A. - http://www.ubs.com
 
UBS and its businesses

UBS draws on their 150-year heritage to serve private, institutional and corporate clients worldwide, as well as retail clients in Switzerland. Their business strategy is centered on their pre-eminent global wealth management businesses and their universal bank in Switzerland. Together with a client-focused Investment Bank and a strong, well-diversified Global Asset Management business, they will expand their premier wealth management franchise and drive further growth across the Group. Headquartered in Zurich and Basel, Switzerland, UBS has offices in more than 50 countries, including all major financial centers, and employ approximately 64,000 people. UBS AG is the parent company of the UBS Group (Group). Under Swiss company law, UBS AG is organized as an Aktiengesellschaft, a corporation that has issued shares of common stock to investors.

The operational structure of the Group comprises the Corporate Center and five business divisions:
  • Wealth Management
  • Wealth Management Americas
  • The Investment Bank
  • Global Asset Management
  • Retail & Corporate

Wealth Management delivers comprehensive financial services to wealthy private clients around the world – except those served by Wealth Management Americas. Its clients benefit from the entire spectrum of UBS resources, ranging from investment management to estate planning and corporate finance advice, in addition to specific wealth management products and services. An open product platform provides clients with access to a wide array of products from third-party providers that complement their own product lines. 

Wealth Management Americas provides advice-based solutions through financial advisors who deliver a fully integrated set of products and services specifically designed to address the needs of ultra high net worth and high net worth individuals and families. It includes the domestic US business, the domestic Canadian business and international business booked in the US.

The Investment Bank provides a broad range of products and services in equities, fixed income, foreign exchange and commodities to corporate and institutional clients, sovereign and government bodies, financial intermediaries, alternative asset managers and UBS’s wealth management clients. The Investment Bank is an active participant in capital markets flow activities, including sales, trading and market-making across a broad range of securities. It provides financial solutions to a wide range of clients, and offers advisory and analytics  services in all major capital markets.

Global Asset Management is a large-scale asset manager with businesses diversified across regions, capabilities and distribution channels. It offers investment capabilities and styles across all major traditional and alternative asset classes including equities, fixed income, currencies, hedge fund, real estate, infrastructure and private equity that can also be combined into multi-asset strategies. The fund services unit provides professional services, including fund set-up, accounting and reporting for traditional investment funds and  alternative funds.

Retail & Corporate delivers comprehensive financial products and services to their retail, corporate and  institutional clients in Switzerland. It is an integral part of the universal bank model in Switzerland and delivers growth to their other businesses. It supports them by cross-selling products and services provided by their asset-gathering and investment banking businesses, by referring clients to them and transferring clients to Wealth Management due to increased client wealth.

The Corporate Center provides treasury services, and manages support and control functions for the business divisions and the Group in such areas as risk control, finance, legal and compliance, funding, capital and balance sheet management, management of non-trading risk, communications and branding, human resources, information technology, real estate, procurement, corporate development and service centers. It allocates most of the treasury income, operating expenses and personnel associated with these activities, which we refer to collectively as Corporate Center – Core Functions, to the businesses based on capital and service consumption levels. The Corporate Center also encompasses the Legacy Portfolio, consisting of the centrally managed legacy portfolio formerly in the Investment Bank and the option to acquire the equity of the SNB StabFund.

Company

Fund Name

ISIN

Currency

Inception Date

Rating

Risk

Profile

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Eqty Fd Europ Opport B Cap

LU0006391097

EUR

24/08/1990

4

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests at least 70% of its assets in equities and other equity shares of companies domiciled or chiefly active in Europe. As part of this investment, the Subfund may invest directly or indirectly (i.e. in open-ended investment funds in line with point 2.4 of the investment principles described in the full sales prospectus) in European Small and/or Mid Caps.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fd Growth B CHF Cap

LU0033034892

CHF

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek optimal capital growth. To this end, investments are made worldwide in on a broadly diversified basis in bonds and equities, with the majority of Subfund assets invested in equities as a rule. Thus, this Subfund's risk is higher than in the case of the balanced Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Yield A CHF

LU0033035352

CHF

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, exclusively in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Yield CHF B Cap

LU0033035865

CHF

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, exclusively in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Growth EUR P Acc Cap

LU0033036590

EUR

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek optimal capital growth. To this end, investments are made worldwide in on a broadly diversified basis in bonds and equities, with the majority of Subfund assets invested in equities as a rule. Thus, this Subfund's risk is higher than in the case of the balanced Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Yield A Eur

LU0033040600

EUR

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Yield EUR P ACC Cap

LU0033040782

EUR

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Growth USD P acc Cap

LU0033040865

USD

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a very low level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, exclusively in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Yield A USD

LU0033041590

USD

02/09/1991

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Yield B USD Cap

LU0033043885

USD

02/09/1991

2

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is to seek attractive interest income in terms of the currency of account while assuming a moderate level of risk. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in interest-bearing instruments.

UBS Fund Management (Luxembourg) S.A.

UBS L Bond CAD Units B Cap

LU0033048686

CAD

29/07/1991

3

Medium

The aim of the Fund is to achieve high current earnings, while giving due consideration to a broad diversification of the investments and the liquidity of the Fund’s assets.  In line with the general investment policy described in the full sales prospectus, this Subfund invests at least two-thirds of its assets in debt securities and claims issued by international or supranational organisations, public-sector, semi-public or private borrowers and denominated in CAD or with an option in CAD.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Money Market Cad B T

LU0033504282

CAD

09/09/1991

3

Medium

The aim of the Fund is to achieve continuous earnings, while giving due consideration to capital security and the liquidity of the Fund’s assets. No assurance can be given that the investment objectives will be attained.  The net fund assets are primarily invested in first-class money market instruments and securities with short residual maturities or variable interest rates in accordance with the principle of risk diversification. The entire portfolio must have an average residual maturity of no more than 12 months and the residual maturities of individual investments may not exceed three years, with no more than one-third of the net assets being invested in individual investments with a residual maturity of more than one year. The Fund invests at least two-thirds of its net assets in investments denominated in CAD.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Bond Fund AUD P Dis

LU0035338242

AUD

30/03/1992

5

Medium

The aim of the Fund is to achieve high current earnings, while giving due consideration to a broad diversification of the investments and the liquidity of the Fund’s assets.  In line with the general investment objectives described in the full sales prospectus, this Subfund invests at least two-thirds of its assets in debt securities and claims issued by international or supranational organisations, public-sector, semi-public or private borrowers and denominated in AUD or with an option in AUD.  Moreover, the Subfund may invest up to one-third of its assets in debt securities and claims denominated in a currency other than AUD. However, the portion of investments in foreign currencies not hedged against the currency of account (AUD) may not exceed 10% of assets.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Sm Caps USA Cap

LU0038842364

USD

26/08/1992

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests at least 70% of its assets in equities and other equity shares of smaller companies with a market capitalisation of less than USD 4 billion at the moment of investment and domiciled or chiefly active in the USA.

UBS Fund Management (Luxembourg) S.A.

UBS L Equity Fund Canada B T

LU0043389872

CAD

22/04/1993

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in Canada.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Balanced CHF A

LU0049785107

CHF

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strat Fund Balanced CHF B Cap

LU0049785289

CHF

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Balanced A EUR

LU0049785362

EUR

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS L Strategy Balanced EUR P Cap

LU0049785446

EUR

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Balanced A USD

LU0049785529

USD

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strat Fd Balanced A USD Cap

LU0049785792

USD

20/06/1994

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Mid Caps US Cap

LU0049842262

USD

12/01/1995

2

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by medium-sized companies domiciled or chiefly active in the United States of America.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fd Mid Caps Euro Cap

LU0049842692

EUR

12/01/1995

2

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by medium-sized companies domiciled or chiefly active in Europe. This category includes all European companies with a market capitalisation of between CHF 1 billion and CHF 20 billion, or the equivalent in another currency, at the time of investment.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fd S M Caps Japan Cap

LU0049845281

JPY

12/01/1995

3

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests mainly in small and medium-sized companies domiciled or chiefly active in Japan. This category includes all companies which make up the lower quarter of the total Japanese stock market capitalisation.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) EMER. ECO.FD-LAT AM. BD

LU0055660533

USD

21/02/1995

3

Medium

The investment objective of the Subfund is to seek the highest possible income through investments in interest-rate and currency instruments in the region designated in the name of the Fund.  Within the framework of the investment policy described in the full sales prospectus, the Subfund invests globally in debt securities, debt claims and money market instruments, issued or guaranteed by borrowers from emerging markets or borrowers which carry out the majority of their economic activities in emerging markets or issue instruments that involve credit exposure in respect of emerging markets.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Money Mrkt Fd AUD P Cap

LU0066649970

AUD

17/08/1992

4

Medium

The aim of the Fund is to achieve continuous earnings, while giving due consideration to capital security and the liquidity of the Fund’s assets. No assurance can be given that the investment objectives will be attained.  The net fund assets are primarily invested in first-class money market instruments and securities with short residual maturities or variable interest rates in accordance with the principle of risk diversification. The entire portfolio must have an average residual maturity of no more than 12 months and the residual maturities of individual investments may not exceed three years, with no more than one-third of the net assets being invested in individual investments with a residual maturity of more than one year. The Fund invests at least two-thirds of its net assets in investments denominated in AUD.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Ctrl Europe Cap

LU0067027168

EUR

01/10/1996

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests primarily in the equity markets of Hungary, Poland, the Czech Republic, Slovakia and Slovenia as well as in other markets of Central Europe and accessorily of Eastern Europe. These markets must be regulated, recognised and open to the public and must operate in accordance with the regulations. In addition, the Subfund is authorised to invest in countries in Western Europe.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Asia Opp Cap

LU0067411347

USD

15/11/1996

5

Low

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests at least two-thirds of its assets in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in Asian markets (ex Japan).

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Singapore Cap

LU0067411776

USD

11/11/1996

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in Singapore.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Hong Kong Cap

LU0067412154

USD

11/11/1996

2

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests at least two-thirds of its assets in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in China.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fund Biotech Cap

LU0069152568

USD

01/10/1996

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities and other equity shares of companies focusing on research, product development, product manufacture and distribution in the biotechnology industry and related branches. The investments can be made in equities and equity shares of large multinationals or other companies whose products are not yet ready for marketing. Investments are made worldwide without restrictions. Due to the aforementioned reasons, units in this Subfund may occasionally be subject to substantial price fluctuations.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fd Equity B CHF Cap

LU0071007289

CHF

01/04/1997

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is broadly diversified participation on the growth potential of the global equity markets. This Subfund invests at least 70% of its net assets globally in equities, other share-type capital participations (such as cooperative shares and dividend-right certificates), profit participation certificates, warrants on equities and equity rights as well as other equities and equity rights which are traded on a stock exchange or other regulated market.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fund Euro STOXX 50 Cap

LU0072912990

EUR

15/01/1997

2

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests exclusively in stocks of the 50 companies included in the "Dow Jones EURO STOXX 50SM". However, the weightings of the stocks contained in the Subfund’s portfolio are not necessarily identical to those in the Dow Jones EURO STOXX 50SM. Dow Jones EURO STOXXSM is owned by STOXX LIMITED. The name of the index is a registered trademark of Dow Jones & Company Inc.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fund Greater China Cap

LU0072913022

USD

15/01/1997

3

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests its assets mainly in equities and other equity shares of companies based in the People’s Republic of China or Taiwan as well as in other companies domiciled in East Asia which have close economic links with the People’s Republic of China or Taiwan.

UBS Fund Management (Luxembourg) S.A.

UBS L Strategy Equity EUR P Cap

LU0073129206

EUR

04/04/1997

2

High

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is broadly diversified participation on the growth potential of the global equity markets. This Subfund invests at least 70% of its net assets globally in equities, other share-type capital participations (such as cooperative shares and dividend-right certificates), profit participation certificates, warrants on equities and equity rights as well as other equities and equity rights which are traded on a stock exchange or other regulated market.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fd Equity B USD Cap

LU0073129545

USD

01/04/1997

3

Medium

The Subfund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Fund are invested following the principle of risk diversification. The aim of the investment policy is broadly diversified participation on the growth potential of the global equity markets. This Subfund invests at least 70% of its net assets globally in equities, other share-type capital participations (such as cooperative shares and dividend-right certificates), profit participation certificates, warrants on equities and equity rights as well as other equities and equity rights which are traded on a stock exchange or other regulated market.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Eco Perform Cap

LU0076532638

CHF

02/06/1997

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividendright certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS (L) Equity Fund Technology Cap

LU0081259029

USD

13/11/1997

3

Medium

An actively managed equity portfolio investing globally in technology companies.|Since technology is everywhere, the Fund's theme is "Tech from any sector".|Provides an efficient means of exploiting the potential of technology-centric companies globally.|Our specialist sector analysts seek out the most attractive technology stocks worldwide.|Investment decisions are based on a disciplined investment process and in depth fundamental research.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Eqty Fd Euro Country Opp B

LU0085870433

EUR

14/04/1998

3

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests at least 70% of its assets in equities and other equity shares of companies domiciled or chiefly active in the EMU. Countries of the European Monetary Union (EMU) are those which participate in the EMU and therefore have the euro as their national currency. As part of this investment, the Subfund may invest directly or indirectly (i.e. in open-ended investment funds in line with point 2.4 of the investment principles described in the full sales prospectus) in European Small and/or Mid Caps.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Taiwan Cap

LU0085870607

USD

14/04/1998

3

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests mainly in equities and other equity shares of companies domiciled or chiefly active in Taiwan.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Health Care Cap

LU0085953304

USD

27/05/1998

2

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests selectively worldwide in equities and other equity shares of companies in the fields of pharmaceuticals, biotechnology, medical technology and health care. The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividendright certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Euro Countr Cap

LU0089880644

EUR

17/08/1998

2

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests mainly in equities and other equity shares of companies domiciled or chiefly active in the EMU. Countries of the European Monetary Union (EMU) are those countries participating in the EMU and therefore having the euro as their national currency. The assets may be invested according to the investment strategies offered by UBS Global Asset Management.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fund Great Britain Cap

LU0098994139

GBP

19/07/1999

1

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in the UK.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Japan Cap

LU0098994485

JPY

03/08/1999

2

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  Following the principle of risk diversification, the Subfund invests mainly in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividend-right certificates and warrants issued by companies domiciled or chiefly active in Japan. The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), shortterm securities, dividend-right certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Eq Fd USA Multi Strat Cap

LU0098995292

USD

04/08/1999

2

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  This Subfund invests at least two-thirds of its assets in equities and equity rights of companies of any size domiciled or mainly active in the US. The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), shortterm securities, dividend-right certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS(Lux)Equity Fund Fin Service Cap

LU0099863671

EUR

06/09/1999

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests worldwide in equities and other equity shares of companies focusing on banking, insurance and financial services. The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividendright certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS(L) Equity Fd US Opportunity Cap

LU0101706215

USD

14/02/2000

1

High

Very active fund management based on a concentrated equity portfolio that invests in selected US companies.|Compelling active security selection|Small and mid cap equities added to the portfolio|Market exposure may also deviate from that of the benchmark to take account of market valuation

UBS Fund Management (Luxembourg) S.A.

UBS (L) Equity Fd Asian Consum Cap

LU0106959298

USD

28/02/2000

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests the predominant part of its assets in ordinary and preferred shares, including ADRs, warrants on transferable securities and in equity rights which can be converted into ordinary shares, and conducts, within the context of the general investment policy of the Fund, investments in other shares of companies whose business activity comprises the supply of goods and services to Asian markets.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Balanced C CHF

LU0108564260

CHF

10/04/2000

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Strategy Fund Balanced C EUR

LU0108564344

EUR

10/04/2000

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS L Strategy Balanced USD P C Dis

LU0108564427

USD

10/04/2000

3

Medium

The Fund’s investment objectives consist in achieving optimal investment returns while giving due consideration to capital security and the liquidity of the net assets.  The assets of the Subfund are invested following the principle of risk diversification. The aim of the investment policy is to seek the best combination of interest income and capital growth in terms of the currency of account. To this end, investments will be made on a broadly diversified basis throughout the world, primarily in bonds and equities. Given the higher equity component compared to yield Subfunds, the degree of risk is larger than in the case of yield Subfunds.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fund European Tech Cap

LU0118128569

EUR

13/11/2000

2

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests at least 70% of its net assets selectively in equities and other equity shares of companies which are either domiciled in Europe, are holding companies with majority investments in companies domiciled in Europe or are chiefly active in this region. The investment process is based on a "growth style" approach. In other words, investments are largely made in companies which enjoy a competitive advantage and/or can demonstrate above-average potential profit growth.

UBS Fund Management (Luxembourg) S.A.

UBS(L)Equity Fd-Global Innovators B

LU0130799603

EUR

11/06/2001

2

High

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests at least 70% of its assets in carefully selected equities or other equity shares of small and medium-sized companies ("innovators") worldwide, whose products and services contribute to sustainable development: the selection of the companies and issuers concerned involves considering not only the traditional financial factors but also ecological, social and ethical criteria ("socially responsible investments", SRI), taking into account corporate strategy, innovation, corporate governance and the interests of various beneficiary groups, amongst other factors.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Short Term SICAV EUR Cap

LU0142661270

EUR

25/02/2002

2

Medium

The aim of the Subfund is to achieve high current earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  In line with the general investment policy outlined in the full sales prospectus, the Subfund invests its assets in money market instruments, bonds, notes and other fixed- or floating-rate secured or unsecured investments, Treasury bills, other debt securities and instruments and in sight, term and time deposits of banks.

UBS Fund Management (Luxembourg) S.A.

UBS LUX Money Market Sicav USD Cap

LU0146075105

USD

08/04/2002

3

Medium

The aim of the Subfunds is to preserve the value of the funds invested and generate an increase in value in line with money market interest rates.  In line with the general investment policy, these Subfunds invest their assets in money market instruments, bonds, notes and other fixed- or floating-rate secured or unsecured investments, in Treasury bills, other debt securities and instruments and in sight, term and time deposits of banks.

UBS Fund Management (Luxembourg) S.A.

UBS Lux Key Sel Glo Allo EUR B Cap

LU0197216558

EUR

06/09/2004

2

High

Global universe of equity and bond categories with flexible weightings.|The bond and equity portions can vary in a range of 10-100% (neutral 35%) and 0-90% (neutral 65%) respectively|Very active fund management|Foreign currencies are largely hedged versus the reference currency. Nevertheless, an active currency strategy is applied if opportunities seen.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Equity USA Growth B Cap

LU0198837287

USD

27/09/2004

4

Medium

The aim of the Company is to achieve high growth with appropriate earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  UBS (Lux) Equity SICAV – USA Growth is a securities Subfund at least two-thirds invested, following the principle of risk diversification, in equities and other equity shares of companies domiciled in the USA or who own majority shareholdings in companies domiciled in the USA or whose principal business activity is in the USA. The investment process is based on a “growth style” approach.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Bond Convert Global P Cap

LU0203937692

EUR

08/11/2004

3

High

The Subfund invests at least two-thirds of its assets in convertible, exchangeable and warrant-linked bonds as well as convertible debentures worldwide. The Subfund is suitable for investors who wish to profit from the development of the global stock market, but do not want to relinquish a certain level of security such as that afforded by the “bond floor” offered by a convertible bond. The Subfund may invest a total of up to one-third of its assets in the above securities when these are issued or hedgedby borrowers from emerging markets or borrowers which conduct a large proportion of their business operations on such markets or issue instruments associated with a credit risk in respect of emerging markets.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) S 2 Med Term Bd B EUR Cap

LU0224519792

EUR

05/08/2005

2

Low

The main objective of the Company is to achieve high growth and/or a high regular income, giving due consideration to capital security and to the liquidity of the Company’s assets.  In pursuing the investment policy described in the full sales prospectus, the Subfund invests at least two-thirds of its net fund assets in fixed- or floating-rate interestbearing debt securities and debt claims issued by public authorities, semi-public enterprises or private borrowers, which are denominated in EUR or are equipped with an option on EUR. These also include all currencies of the EMU participant countries as long as the national currencies have legal tender.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) S MM EUR B Cap

LU0224521939

EUR

05/08/2005

2

Medium

The main objective of the Company is to achieve growth and/or a regular income, giving due consideration to capital security and to the liquidity of the Company’s assets. Within the framework of the general investment policy, the Subfunds invests at least two-thirds of its assets in money-market instruments, bonds, notes and other fixedor variable-interest rate secured and unsecured investments which are denominated in the currency of the Subfund. The Subfund’s assets can also be invested in treasury bills, other debt securities and instruments and in sight, term and time deposits of banks. The residual maturity of each investment within the two-thirds limit described above may not exceed three years.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) 2 MM USD B Cap

LU0224522077

USD

05/08/2005

4

Medium

The main objective of the Company is to achieve growth and/or a regular income, giving due consideration to capital security and to the liquidity of the Company’s assets.  Within the framework of the general investment policy, the Subfund invests at least two-thirds of its assets in money-market instruments, bonds, notes and other fixedor variable-interest rate secured or unsecured investments which are denominated in the currency of the Subfund. The assets can also be invested in treasury bills, other debt securities and instruments and in sight, term and time deposits of banks.The residual maturity of each investment within the two-thirds limit described above may not exceed three years.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux)Key Sel SICAV Asian Eq Cap

LU0235996351

USD

27/03/2006

3

High

This Subfund invests at least two-thirds of its assets in equities and equity rights of companies which are domiciled in Asia (excluding Japan) or whose main business is in the markets of Asia (excluding Japan). Furthermore, the Subfund may buy or sell futures, swaps, non-deliverable forwards and currency options in order to: 1) wholly or partially hedge the currency risk of investments forming part of the Subfund's assets against the reference currency of the Subfund. This can be achieved directly (hedging a currency against the reference currency) or indirectly (hedging a currency against a third currency, which is then hedged against the reference currency); 2) build up currency positions against the currency of account, other freely convertible currencies or currencies contained in the benchmark.

UBS Fund Management (Luxembourg) S.A.

UBS(L) Equity US Opportunity P Cap

LU0236040357

EUR

08/02/2006

1

High

The aim of the Company is to achieve high growth with appropriate earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  UBS (Lux) Equity SICAV – USA Value is a securities Subfund investing primarily, following the principle of risk diversification, in equities and other equity shares of companies domiciled in the USA or who own majority shareholdings in companies domiciled in the USA or whose principal business activity is in the USA. The investment process uses a “value style” approach based on the fundamental analysis of the intrinsic value of the companies.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Equity SICAV Russia B Cap

LU0246274897

USD

07/04/2006

3

Medium

The aim of the Company is to achieve high growth with appropriate earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  UBS (Lux) Equity Fund – Russia invests at least two-thirds of its assets worldwide in equities and other equity shares of companies at any level of market capitalisation domiciled or chiefly active in the Russian Federation. The assets of the fund are invested at recognised stock exchanges and markets in Global Depository Receipts (GDRs), American Depository Receipts (ADRs) and similar certificates which comprise securities.

UBS Fund Management (Luxembourg) S.A.

UBS Lux Key Sel Glo Allo Focus Cap

LU0263318890

EUR

04/09/2006

2

High

Global universe of equity and bond categories with a European bias and flexible weightings.|The bond and equity portions can vary in a range of 10-100% (neutral 35%) and 0-90% (neutral 65%) respectively |Very active fund management|Foreign currencies are largely hedged versus the reference currency. Nevertheless, an active currency overlay strategy is applied if opportunities seen.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Equity SICAV Brazil B Cap

LU0286682959

USD

19/04/2007

1

Medium

The aim of the Company is to achieve high growth with appropriate earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  UBS (Lux) Equity SICAV – Brazil invests at least two-thirds of its assets worldwide in equities and other equity shares of companies at any level of market capitalisation domiciled or chiefly active in Brazil.

UBS Fund Management (Luxembourg) S.A.

UBS (Lux) Eq Fd Emrg Mkt Infr B Cap

LU0322492728

USD

02/10/2007

3

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests a minimum of 70% of its assets worldwide in equities and other equity shares of companies in the infrastructure sector which are domiciled or chiefly active in emerging market countries.

UBS Fund Management (Luxembourg) S.A.

UBS Eq Sic Emerg Mrk Innovat P Cap

LU0346595837

USD

19/05/2008

1

High

The aim of the Company is to achieve high growth with appropriate earnings, while giving due consideration to capital security and the liquidity of the Company’s assets.  UBS (Lux) Equity SICAV – Emerging Markets Innovators is a securities Subfund at least two-thirds invested, following the principle of risk diversification, in equities and other equity shares of companies domiciled in the emerging markets or who own majority shareholdings in companies domiciled in the emerging markets or whose principal business activity is in the emerging markets. In doing so, the Fund invests a minimum of 70% in companies (“innovators”) whose products and services form a contribution to the sustained development of the emerging markets.

UBS Fund Management (Luxembourg) S.A.

UBS (L) Key Sel Act Def 5 EUR B Cap

LU0353515827

EUR

01/09/2008

NULL

NULL

The Subfunds are invested in diversified money market, fixed-income and equity portfolios, each with a floor value set on the first business day of each new one-year investment period and based on the final value of the prior year (97% for Active Defense 3, 95% for Active Defense 5 and 90% for Active Defense 10), which the Subfunds may not fall below.

UBS Fund Management (Luxembourg) S.A.

UBS Equity Infrastructure EUR B Cap

LU0366711900

EUR

02/06/2008

4

Medium

The Fund's investment objective is to achieve high growth with a reasonable level of income, while giving due consideration to capital security and the liquidity of the Fund’s assets.  The Subfund invests selectively worldwide, mainly in equities and other equity shares of infrastructure companies operating in transport, communication, provisioning and public/social infrastructure (e.g. hospitals, schools, nurseries, etc.). The Subfund may invest up to 30% of its assets in bonds and other debt instruments and claims denominated in various currencies and issued by domestic or foreign borrowers, as well as in equities, other equity shares such as cooperative shares and participation certificates (equities and equity rights), short-term securities, dividendright certificates and warrants which do not comply with the above restrictions regarding geographic region and economic sector.

UBS Fund Management (Luxembourg) S.A.

UBS (L) Key Sel Act Def 5 CHF P Cap

LU0421758110

CHF

25/06/2009

NULL

NULL

The Subfunds are invested in diversified money market, fixed-income and equity portfolios, each with a floor value set on the first business day of each new one-year investment period and based on the final value of the prior year (97% for Active Defense 3, 95% for Active Defense 5 and 90% for Active Defense 10), which the Subfunds may not fall below.

UBS Fund Management (Luxembourg) S.A.

UBS (L) Key Sel Act Def 5 USD P Cap

LU0421758383

USD

25/06/2009

NULL

NULL

The Subfunds are invested in diversified money market, fixed-income and equity portfolios, each with a floor value set on the first business day of each new one-year investment period and based on the final value of the prior year (97% for Active Defense 3, 95% for Active Defense 5 and 90% for Active Defense 10), which the Subfunds may not fall below.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Bond Inf link Gl P Cap

LU0455556406

EUR

19/10/2009

NULL

NULL

In accordance with the investment policy described in the full sales prospectus, the Subfund UBS (Lux) Bond SICAV – Inflation-linked Global invests at least two-thirds of its assets in inflation-linked debt securities and claims issued by international or supranational organisations, public-sector, semi-public or private borrowers. After deducting cash and cash equivalents, the Subfund may invest up to one-third of its assets in money market instruments. The Subfund may not invest in US MBS, US CMBS, US ABS and CDO. It invests its assets in instruments such as inflation-linked and other debt securities and all types of money market instruments, and uses futures, credit default swaps, interest rate swaps, inflation swaps and currency derivatives such as forwards, futures and options.

UBS Fund Management (Luxembourg) S.A.

UBS LUX Bond Fd Full Cycle Asia Dis

LU0464250496

EUR

07/01/2010

NULL

NULL

The aim of the Fund is to achieve high current earnings, while giving due consideration to a broad diversification of the investments and the liquidity of the Fund’s assets.   In accordance with the general investment policy described in the full sales prospectus, the Subfund invests a large proportion of its assets in debt instruments and claims issued by international and supranational organisations, public and parastatal institutions and companies whose registered offices are in Asia or who are principally active in Asia. Using derivatives, the composition of the portfolio is to be adapted to the economic and financial market cycles with regard to interest-rate and credit risk.

UBS Fund Management (Luxembourg) S.A.

UBS Lux Bd Currency Divers P Cap

LU0706127809

EUR

01/12/2011

NULL

NULL

The Subfund UBS (Lux) Bond SICAV – Currency Diversifier predominantly invests its assets in bonds with short- to medium-term maturities. These instruments are mainly denominated in currencies of developed countries with comparatively high credit ratings. The Subfund may invest 100% of its assets in government bonds. The Subfund is also allowed to invest opportunistically in non-government bonds including high-quality corporate bonds. The Subfund may invest in ABS and MBS, but not in US MBS, US CMBS, US ABS or US CDO.

UBS Fund Management (Luxembourg) S.A.

UBS (LUX) Gl Multi Tech P Hedg Cap

LU0804734787

EUR

04/10/2012

NULL

NULL

An actively managed equity portfolio investing globally in technology companies.|Since technology is everywhere, the Fund's theme is "Tech from any sector".|Provides an efficient means of exploiting the potential of technology-centric companies globally.|Our specialist sector analysts seek out the most attractive technology stocks worldwide.|Investment decisions are based on a disciplined investment process and in depth fundamental research.