Neptune Investment Management

Fund Company

Neptune Investment Management - http://www.neptunefunds.com/
 

Neptune was formed in May 2002 as an independent and privately owned company, built upon principles of teamwork and partnership.

They identified a space in the market for a new, dynamic investment management firm that concentrated on long-only fund management powered by high quality, internally produced research. Their focus has always been on delivering excellence in investment management, whatever the economic conditions, using a rigorous and unique investment process.

This same process has been in place since inception. Founder Robin Geffen transferred to Neptune four funds that he had managed for his previous employer, maintaining his own investment style. Robin has gone on to build a strong and committed investment team, which manages a varied fund range designed to suit the needs of most investors.

At inception, Neptune gained FSA authorisation through Cairnsea Investments as an appointed representative. Neptune hit profitability in October 2004 and became fully authorised and regulated by the FSA under its own name in April 2005.

Neptune remains privately owned, with employees and directors owning approximately three-quarters of the Company. This ensures that staff and client interests are aligned.

Company

Fund Name

ISIN

Currency

Inception Date

Rating

Risk

Profile

Neptune Investment Management Limited

Neptune Balanced Fund Acc Cap

GB0004821921

GBP

31/12/1998

4

Medium

The fund's objective is to generate a positive total return from investment predominantly in equities and bonds, with a view to attaining top quartile performance within the relevant peer group. There are no constraints on the regional or sectoral allocation policy adopted by the fund.

Neptune Investment Management Limited

Neptune UK Equity Fd A Cap

GB0030607443

GBP

31/03/2000

2

Medium

The investment objective is to generate capital growth from investment predominantly in UK securities with the aim of achieving top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune Global Equity Fd A Cap

GB0030679053

GBP

31/12/2001

3

High

The fund's objective is to generate capital growth from a concentrated portfolio of global securities, selected from across world equity markets, with a view to attaining top quartile performance within the appropriate peer group. This is an international fund but there will be no restrictions in terms of regional allocation.

Neptune Investment Management Limited

Neptune Global Alpha Fund A Cap

GB0031190449

GBP

31/12/2001

2

High

The investment objective of the Neptune Global Alpha Fund is to generate a positive total return, from investment predominantly in equities and bonds, with a view to attaining top quartile performance within the relevant peer group. There is no predetermined exposure to the two asset classes. There are also no constraints on the regional, sectoral or geographical allocation policy adopted by the fund.

Neptune Investment Management Limited

Neptune Japan Opportunities A Cap

GB0032076043

GBP

30/09/2002

3

High

The investment objective of the Neptune Japan Opportunities Fund is to generate consistent capital growth by investing, predominantly in a concentrated portfolio of Japanese securities with a view to attaining top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune European Opportunites A Cap

GB0032308594

GBP

29/11/2002

4

Medium

The investment objective of the Neptune European Opportunities Fund is to generate capital growth by investing predominantly in a concentrated portfolio of securities selected from European markets, excluding the UK, with a view to attaining top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune US Opportunities Fd A Cap

GB0032310129

GBP

30/12/2002

3

Medium

The investment objective is to generate capital growth by investing predominantly in a concentrated portfolio of Northern American securities which may include Canada as well as the US, with a view to achieving top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune Income Fund A Cap

GB0032315516

GBP

30/12/2002

3

Medium

The investment objective of the Neptune Income Fund is to generate a rising level of income. Whilst income is the main objective there is also potential for capital growth, from an actively managed portfolio invested predominantly in UK securities and UK fixed interest stocks, with some overseas exposure. The Fund aims to achieve top quartile performance, in terms of total return, within the appropriate peer group.

Neptune Investment Management Limited

Neptune Income Fund A Dis

GB0032325093

GBP

30/12/2002

3

Medium

The investment objective of the Neptune Income Fund is to generate a rising level of income. Whilst income is the main objective there is also potential for capital growth, from an actively managed portfolio invested predominantly in UK securities and UK fixed interest stocks, with some overseas exposure. The Fund aims to achieve top quartile performance, in terms of total return, within the appropriate peer group.

Neptune Investment Management Limited

Neptune Balanced Fund Dis

GB0033272781

GBP

01/07/2003

3

Medium

The fund's objective is to generate a positive total return from investment predominantly in equities and bonds, with a view to attaining top quartile performance within the relevant peer group. There are no constraints on the regional or sectoral allocation policy adopted by the fund.

Neptune Investment Management Limited

Neptune China Fund A Cap

GB00B04H0Y06

GBP

31/12/2004

4

Medium

The investment objective of the Neptune China Fund is to generate capital growth from investment predominantly in Chinese securities, or in the securities issued by companies transacting a significant proportion of their business in China.There is no assurance that the investment objective will be achieved.

Neptune Investment Management Limited

Neptune European Opportunites A Dis

GB00B058ZH01

GBP

04/01/2005

4

Medium

The investment objective of the Neptune European Opportunities Fund is to generate capital growth by investing predominantly in a concentrated portfolio of securities selected from European markets, excluding the UK, with a view to attaining top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune India Fund A Cap

GB00B1L6DT30

GBP

29/12/2006

3

Medium

The investment objective is to generate capital growth from investment predominantly in Indian securities, or in the securities issued by companies transacting a significant proportion of their business in India.

Neptune Investment Management Limited

Neptune UK Special Situations A Cap

GB00B1L6DW68

GBP

29/12/2006

4

Medium

The investment objective of the Neptune UK Special Situations Fund is to seek to achieve capital growth by exploiting special situations and investing principally in UK equities considered to be undervalued.

Neptune Investment Management Limited

Neptune Green Planet A Cap

GB00B1L6DY82

GBP

29/12/2006

1

Medium

The investment objective of the Neptune Green Planet Fund is to generate capital growth from investment predominantly in the securities of companies whose main business operations focus upon improving the environment. This can include reducing pollution and resource consumption or achieving the same aim by coming up with new alternative energy solutions, technologies, products or industrial process for commercial exploitation. The Fund will invest in companies that vary greatly in size, location and business activities.

Neptune Investment Management Limited

Neptune South East Asia Fund A Cap

GB00B1L6F082

GBP

03/12/2007

2

Medium

The investment objective of Neptune South East Asia Fund is to generate capital growth by investing predominantly in a concentrated portfolio of securities from the South East Asian markets, or securities issued by companies transacting a significant proportion of their business in South East Asia. Other eligible asset classes may include collective investment schemes, other transferable securities, cash or near cash, deposits and money market instruments.

Neptune Investment Management Limited

Neptune Latin America Fund A Cap

GB00B1L6F199

GBP

03/12/2007

4

Medium

The investment objective of Neptune Latin America Fund is to generate capital growth from investment predominantly in Latin American securities, or in the securities issued by companies transacting a significant proportion of their business in Latin America.

Neptune Investment Management Limited

Neptune Global Equity Fund A Dis

GB00B28R3304

GBP

03/12/2007

2

High

The fund's objective is to generate capital growth from a concentrated portfolio of global securities, selected from across world equity markets, with a view to attaining top quartile performance within the appropriate peer group. This is an international fund but there will be no restrictions in terms of regional allocation.

Neptune Investment Management Limited

Neptune Global Max Alpha Fd A Cap

GB00B29MXD45

GBP

03/01/2008

2

Medium

The investment objective of the Neptune Global Max Alpha Fund is to generate capital growth from a concentrated portfolio of between 20 and 30 securities, selected from across world equity markets, with a view to attaining top quartile performance within the appropriate peer group. This is an international fund. There will be no restrictions in terms of regional allocation.

Neptune Investment Management Limited

Neptune European Max Alpha Fd A Cap

GB00B29MXJ07

GBP

03/01/2008

4

Low

The investment objective of the Neptune European Max Alpha Fund is to generate capital growth by investing predominantly in a concentrated portfolio of between 20 and 30 securities selected from European markets, excluding the UK, with a view to attaining top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune Emerging Markets A Cap

GB00B4XBQC18

USD

04/06/2010

NULL

NULL

The investment objective of the Neptune Emerging Markets Fund is to generate capital growth with the potential for income by investing predominantly in emerging market securities, or securities that derive a significant proportion of their income or economic activity from emerging markets, with a view to attaining top quartile performance within the appropriate peer group. At the discretion of the fund manager, a small weighting of the portfolio may be invested in markets considered to be developed.

Neptune Investment Management Limited

Neptune Global Equity Fd A USD Cap

GB00B60T5M51

USD

01/05/2009

2

High

The fund's objective is to generate capital growth from a concentrated portfolio of global securities, selected from across world equity markets, with a view to attaining top quartile performance within the appropriate peer group. This is an international fund but there will be no restrictions in terms of regional allocation.

Neptune Investment Management Limited

Neptune European Opportunites B Cap

GB00B60T5P82

EUR

08/05/2009

3

Low

The investment objective of the Neptune European Opportunities Fund is to generate capital growth by investing predominantly in a concentrated portfolio of securities selected from European markets, excluding the UK, with a view to attaining top quartile performance within the appropriate peer group.

Neptune Investment Management Limited

Neptune Russia & Gr Russia A Cap

GB00B60T5T21

USD

03/08/2009

3

Medium

The investment objective of the Neptune Russia & Greater Russia Fund is to generate capital growth from investment predominantly in Russian and Greater Russian securities or securities issued by companies transacting a significant proportion of their business in Russia and Greater Russia.

Neptune Investment Management Limited

Neptune Global Equity Growth A Cap

LU0336391049

EUR

31/12/2007

2

High

The Sub-Fund's investment objective is to generate capital growth from a concentrated portfolio of global equities and equity linked securities by investing at least two thirds of its total assets in equities and equity linked securities of issuers active in any economic sector in any part of the world. The Sub-Fund can invest up to one third of its total assets in other transferable securities and in units of UCITS and/or other UCIS as well as, on a temporary basis, in liquidities, including money-market instruments having a residual maturity not exceeding twelve months.