Lombard Odier and Cie

Fund Company

Lombard Odier and Cie - http://www.lombardodier.com/en/
 
Founded in 1796, Lombard Odier & Cie is the oldest firm of private bankers in Geneva and one of the largest in Switzerland and Europe.

With a network of 24 offices in 17 countries, it offers its private and institutional clients a wide range of advisory services in wealth management, financial products, and specialized areas.

An independent family business for seven generations, the Firm is run by eight Partners. Since they are both owners and managing directors, they are as concerned as their clients to see their business succeed. Because they are not subject to shareholder pressure, the constraints of operating in a large group and inherent conflicts of interest, the Partners are also able to maintain a long-term vision and to develop mutual trust with their clients, the cornerstone of any relationship.

At a time when the ability to adapt is more vital than ever, the Firm is able to meet the challenges of tomorrow by drawing on the wealth and diversity of talent within the company and creating new financial solutions to meet its clients’ needs and the demands of the age we live in.

Company

Fund Name

ISIN

Currency

Inception Date

Rating

Risk

Profile

Lombard Odier Funds (Europe) SA

Lombard Odier Euro High Conv P Cap

LU0049412769

EUR

12/12/1997

4

Medium

The Sub-Fund invests primarily (at least 90% of its portfolio) in equity securities issued by companies incorporated or exercising predominant part of their business activities in countries of the European Economic Area ("EEA") and Switzerland.

Lombard Odier Funds (Europe) SA

LODH Japanese Small Mid Caps Dis

LU0056313603

JPY

10/04/1995

2

High

The Sub-Fund invests, at least two-thirds (2/3rds) of its portfolio in equities issued by small and mid-caps incorporated or having their main place of business in Japan. It may invest up to one-third (1/3rd) of its portfolio outside these parameters, in particular in stocks listed on the Topix and also in convertible bonds and warrants on securities where the underlying aim is to acquire an equity investment.

Lombard Odier Funds (Europe) SA

Lodh Invest Convertible Bd Fd P Cap

LU0159201655

EUR

04/12/2002

4

Medium

The Sub-Fund invests, at least two-thirds (2/3rds) of its portfolio, in bonds convertible into equities denominated in various currencies. Up to one-third (1/3rd) of the Sub-Fund's assets may be invested in other transferable securities and/or in Cash and Cash Equivalents.

Lombard Odier Funds (Europe) SA

Lodhi Convert Bd P Dis

LU0159202463

EUR

04/12/2002

4

Medium

The Sub-Fund invests, at least two-thirds (2/3rds) of its portfolio, in bonds convertible into equities denominated in various currencies. Up to one-third (1/3rd) of the Sub-Fund's assets may be invested in other transferable securities and/or in Cash and Cash Equivalents.

Lombard Odier Funds (Europe) SA

LO Funds World Gold Expertise Cap

LU0172583626

USD

07/08/2003

4

High

The Sub-Fund invests at least two-thirds (2/3rds) of the Sub-Fund’s portfolio in gold mining companies active in the fields of exploration, extraction, processing, production and marketing or in companies with a substantial part of their turnover or income related to such activities or in companies financing such activities. The Sub-Fund will not hold physical gold, precious metals or precious stones. The Sub-Fund may be invested in small cap companies (as considered in their respective markets). Direct investments (local shares) in Russia (other than investments traded on the Russian Trading System Stock Exchange or on the Moscow Interbank Currency Exchange) and investments in markets which are not Regulated Markets shall in aggregate not exceed 10% of the Sub-Fund’s net assets.

Lombard Odier Funds (Europe) SA

Lombard Odier FS Neub Ber US Co Cap

LU0293409511

USD

03/05/2007

3

Medium

The Sub-Fund invests, at least 80% of its portfolio, in equity securities issued by companies incorporated or exercising a prominent part of their business activities in the United States of America. It is the intention of the Investment Adviser to select securities that have favourable price to value characteristics based on the Investment Adviser’s assessment of their prospects for future growth and profitability and to favor large caps companies, as considered in the US market, at the time of purchase.

Lombard Odier Funds (Europe) SA

Lodh Invest Global Eme Market P Cap

LU0293444930

EUR

18/10/2007

2

Medium

A Sub-Fund invested, at least two-thirds (2/3rds) of its portfolio, in equity securities issued by companies incorporated or exercising a prominent part of their business activities in the emerging market countries as listed in the MSCI Emerging Market Index. Up to onethird (1/3rd) of the portfolio may be invested in equity securities issued by other companies. The Sub-Fund may be invested in bonds convertible into equities, up to 10% of its Portfolio. Discretion will be used with the selection of countries, sectors and size of companies.

Lombard Odier Funds (Europe) SA

Lodh Hor Generation Global P Cap

LU0304893141

EUR

16/01/2003

4

Low

The Sub-Fund invests in equity securities issued by companies worldwide. The Sub-Fund seeks to achieve a superior risk-adjusted total rate of return, primarily in the form of capital appreciation, through investments in a globally diversified equity portfolio and by using an investment approach that is stock-specific and research intensive.

Lombard Odier Funds (Europe) SA

Lombard Odier Alpha Japan P Cap

LU0372982396

JPY

23/07/2008

3

Medium

A Sub-Fund invested, at least two-thirds (2/3rds) of its assets, in equity securities issued by companies incorporated or exercising a prominent part of their business activity in Japan. The Sub-Fund will be managed with a high degree of flexibility and discretion will be used with selection of sectors, style and market capitalisation. The Investment Manager is authorized to use financial derivative instruments not only for hedging purposes or for efficient portfolio management but also as part of the investment strategy, subject always to the limits permitted by the Investment Restrictions described in Section 4. The Sub-Fund may hold up to 30% of its assets in Cash and Cash Equivalents. The Reference Currency is the JPY.

Lombard Odier Funds (Europe) SA

LO Funds II Conver Bd (CHF) P A Cap

LU0437702334

CHF

03/08/2009

4

Medium

The Sub-Fund invests, at least two-thirds (2/3rds) of its assets, in bonds convertible into equities and in associated instruments such as warrants and convertible preference shares, denominated in various currencies. Up to one-third (1/3rd) of the Sub-Fund’s assets may be invested in other transferable securities and/or in Cash and Cash Equivalents.