Henderson Global Investors Limited

Fund Company

Henderson Global Investors Ltd. - http://www.henderson.com
 

Henderson Group is the holding company of the investment management group Henderson Global Investors.  Henderson Group's principal place of business is in London and since December 2003 has been listed on the London Stock Exchange and Australian Securities Exchange - appearing in the FTSE 250 and ASX 200 indices. Henderson Group has approximately 40,000 shareholders worldwide. Since 31 October 2008, the Group has been incorporated in Jersey and is tax-resident in the Republic of Ireland.

Established in 1934 to administer the estates of Alexander Henderson, the first Lord Faringdon, Henderson Global Investors (Henderson) is a leading independent global asset management firm. The company provides its institutional, retail and high net-worth clients access to skilled investment professionals representing a broad range of asset classes, including equities, fixed income, property and private equity. With its principal place of business in London, Henderson is one of Europe's largest investment managers, with £63,616 million assets under management and employs around 1,060 people worldwide (as at 30 June 2012). 

In Europe, Henderson has offices in Amsterdam, Dublin, Edinburgh, Frankfurt, Luxembourg, Madrid, Milan, Paris, Vienna, Zurich and London. Henderson has had a presence in North America since 1999, when it acquired US real estate investment manager Phoenix Realty Advisers, and has offices in Chicago and Hartford. In Asia, Henderson has offices in New Delhi, Singapore (Asia headquarters), Hong Kong, Tokyo and Beijing as well as in Sydney, Australia.

With investment expertise across every asset class, Henderson's skilful investment managers invest in every major market around the globe. They are supported by a global team of researchers and economists who have a keen understanding of the economic forces driving the security markets and who undertake rigorous sector and theme analysis. Underpinning this process is a comprehensive risk-control framework to ensure that investment views are translated into portfolios managed in line with investors' risk and return requirements.  

Founded to administer the estates of Alexander Henderson, the first Lord Faringdon, Henderson Global Investors (Henderson) has been managing investments since 1934 and managing pension funds since 1975. It became a public company in 1983 and in 1992 acquired Touche Remnant from Société Générale, an acquisition that established Henderson as the UK's leading investment trust manager.  In March 1998, Henderson was acquired by AMP and was subsequently integrated with AMP Asset Management's operations in the UK and Australasia as Henderson Global Investors.  When AMP demerged in December 2003, the Australian and New Zealand investment management operations were retained by AMP, whilst the UK, European, North American and Asian operations became the HHG Group.

On listing the group comprised:

  • Henderson Global Investors, a leading UK-based investment manager
  • Life Services – comprising the life and pension books of Pearl Assurance plc, NPI Limited, National Provident Life Limited and London Life Limited, which are closed to new business, and HHG Services Limited, which provides administration services to the life companies
  • The financial advisory firm, Towry Law

In April 2004, HHG sold its 50% joint venture holding in Virgin Money Group to Virgin Group, the joint venture partner.

In April 2005, HHG sold its Life Services business and changed its name to Henderson Group.

In December 2005, Henderson Group entered into an agreement to sell Towry Law UK. The sale was completed in May 2006.

Since 31 October 2008, the Group has been incorporated in Jersey and tax-resident in the Republic of Ireland.

On 9 April 2009 Henderson Group completed the acquisition of UK based New Star Asset Management Group PLC which has increased their UK retail presence.

On 4 April 2011 Henderson Group completed the acquisition of UK based Gartmore Group Limited which reinforces Henderson's position as a diversified fund management group with product strength in traditional long-only and absolute return offerings.

Henderson Global Investors principal place of business is in London, where managing director Andrew Formica has been at the helm since November 2008.

Company

Fund Name

ISIN

Currency

Inception Date

Rating

Risk

Profile

Henderson Investment Funds Ltd.

Henderson Multi-Manag Inc&Grow Dis

GB0002540127

GBP

24/03/1998

3

Medium

The investment objective of the Henderson Multi-Manager Income & Growth Fund is to aim to provide an income in excess of the yield of the FTSE All Share Index with prospects for some capital growth through investment in a spread of authorised unit trusts and/or authorised companies selected from those available in the whole market. The Scheme will not be restricted to any particular economic sectors and the investment policy will take a long term balanced view of stock markets worldwide while maintaining a core holding in the UK. The Scheme may also invest in transferable securities including investment trusts, money market instruments, deposits and derivatives and forward transactions.

Henderson Investment Funds Ltd.

Henderson Multi-Manager Dist Fd Dis

GB0002725421

GBP

19/03/2001

4

Medium

The investment objective of the Henderson Multi-Manager Distribution Fund is to aim to provide an income significantly in excess of the yield of the FTSE All Share Index with the prospect for some capital growth mainly through investment in a spread of authorised unit trusts and/or authorised companies which may be selected from those available in the whole market. The Scheme may invest in funds investing outside the UK, while maintaining a core exposure to funds investing in the UK. The Scheme may also invest in transferable securities including investment trusts, money market instruments, deposits, derivatives and forward transactions and unregulated collective investment schemes.

Henderson Investment Funds Ltd.

Henderson Gl Care UK Inc A GBP Dis

GB0005027338

GBP

15/05/1995

2

High

The fund’s objective is to provide income with the prospects of capital growth by investing in companies contributing to social well being and the protection and wise use of the natural environment. The ACD’s investment policy to achieve these objectives is to primarily invest in UK companies.

Henderson Investment Funds Ltd.

Henderson UK Property A Inc Dis

GB0007278590

GBP

14/06/1999

1

Low

The fund’s objective is to achieve a high income together with some growth of both income and capital. The fund will invest primarily in commercial property and property related securities. The fund may also invest in non property related securities, units in collective investment schemes, money market instruments, deposits, derivatives and forward foreign exchange contracts.  Investments in these assets may include exchange traded funds, real estate investment trusts and unregulated collective investment schemes (which may include unauthorised property unit trusts and limited partnerships). Whilst the fund will invest primarily in the UK, it may also invest overseas.  Derivative instruments and forward foreign exchange contracts may be used for the purposes of efficient portfolio management and currency hedging. As the market in property derivatives develops, derivatives may be used outside of efficient portfolio management to meet the fund’s investment objective.

Henderson Investment Funds Ltd.

Henderson UK Property A Acc GBP Cap

GB0007278608

GBP

14/06/1999

1

Low

The fund’s objective is to achieve a high income together with some growth of both income and capital. The fund will invest primarily in commercial property and property related securities. The fund may also invest in non property related securities, units in collective investment schemes, money market instruments, deposits, derivatives and forward foreign exchange contracts.  Investments in these assets may include exchange traded funds, real estate investment trusts and unregulated collective investment schemes (which may include unauthorised property unit trusts and limited partnerships). Whilst the fund will invest primarily in the UK, it may also invest overseas.  Derivative instruments and forward foreign exchange contracts may be used for the purposes of efficient portfolio management and currency hedging. As the market in property derivatives develops, derivatives may be used outside of efficient portfolio management to meet the fund’s investment objective.

Henderson Investment Funds Ltd.

Henderson All Stocks Credit A Dis

GB0007451072

GBP

18/12/1997

3

Medium

The fund’s objective is to provide a return by investing primarily in sterling denominated investment grade corporate bonds. The fund may invest in other transferable securities, money market instruments, derivatives and forward transactions, deposits and units in collective investment schemes.

Henderson Investment Funds Ltd.

Henderson UK Equity Income A Dis  p

GB0007493033

GBP

01/10/1974

2

High

The investment objective is to aim to provide income in excess of FTSE All-Share Index, with some prospects for capital growth, by investing in United Kingdom companies and may invest in transferable securities, money market instruments, deposits and units in collective investment schemes.

Henderson Investment Funds Ltd.

Henderson Strategic Bd Fd Cl A Cap

GB0007495293

GBP

22/10/1999

4

Medium

The Fund aims to provide a return by investing in higher yielding assets including high yield bonds, investment grade bonds, government bonds, preference shares and other bonds. The Fund may also invest in equities.

Henderson Investment Funds Ltd.

Henderson Prefer and Bd Fd Cl A Cap

GB0007535866

GBP

09/10/1978

3

High

The fund’s objective is to provide a return by investing primarily in sterling denominated preference shares, government securities, corporate bonds, Eurobonds and other bonds. Where the Fund invests in currencies other than sterling, the Fund will always be hedged at least 80% to sterling in aggregate. The Fund may invest in other transferable securities, money market instruments, derivatives and forward transactions, deposits and units in collective investment schemes

Henderson Investment Funds Ltd.

Henderson Multi Manager Manag A Cap

GB0031412744

GBP

30/07/1997

1

Medium

The fund’s objective is to achieve capital growth through exposure to UK and overseas equities and fixed interest securities. The Fund may invest in collective investment schemes, exchange traded funds, unregulated collective investment schemes (which include limited partnerships), money-market instruments, and deposits. Investment will not be confined to any particular sector.

Henderson Investment Funds Ltd.

Henderson Multi Manager Active Fund

GB0031413593

GBP

28/06/1996

3

Medium

The fund aims to provide captial growth by investing in markets in the UK and overseas.

Henderson Investment Funds Ltd.

Henderson China Opp Acc A Cap

GB0031860934

GBP

31/03/1983

4

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from investments in Hong Kong and Chinese equity markets, by investing in: companies having their registered office in Hong Kong or China companies that do not have their registered office in Hong Kong or China but either (i) carry out a predominant proportion or their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in Hong Kong or China The Fund may also invest in American Depositary Receipts (‘ADRs’) investing in securities issued by companies incorporated in Hong Kong or China or in any similar listed securities of Hong Kong or Chinese companies. The return will be a combination of capital and income returns.

Henderson Investment Funds Ltd.

Henderson Emer Mkts Opp A Acc Cap

GB0031861015

GBP

27/02/1987

3

High

The fund aims to provide long-term capital growth by investing in company shares in emerging market countries. The fund may invest indirectly in emerging market countries by buying securities such as American Depositary Receipts (ADRs).

Henderson Investment Funds Ltd.

Henderson Cautious Managed A Ac Cap

GB0032477639

GBP

03/02/2003

4

Medium

The investment objective and policy of this Fund is to provide a combination of income and long-term capital growth. Investment will be in a diversified portfolio of equities, bonds and other related investments. At all times the investment in equities will be limited to a maximum of 60% of the value of the Fund?s portfolio.

Henderson Investment Funds Ltd.

Henderson MultiManager Abs A Cap

GB00B02W2291

GBP

01/10/2004

3

Medium

The fund aims to provide a positive return over the long term, whether markets go up or down, by investing in a range of collective investment schemes. These other schemes can invest in any country. The fund aims to typically deliver absolute (more than zero) returns in each year, although an absolute return performance is not guaranteed. Over the short term it may experience periods of negative returns so the fund may not achieve this objective.

Henderson Investment Funds Ltd.

Henderson OEIC Higher Income A Cap

GB00B3VZC642

GBP

28/08/2009

NULL

NULL

To achieve an income in excess of that of the MSCI World Index with the potential for long-term capital growth.  The Fund will invest principally in global equities. In addition to ordinary shares, the Fund may also invest in fixed interest securities, preference shares, debt securities convertible into ordinary stock, money market instruments, cash and new cash and deposits.

Henderson Investment Funds Ltd.

Henderson All Stocks Cr. A Acc Cap

GB00B409PD29

GBP

12/08/2011

NULL

NULL

The fund’s objective is to provide a return by investing primarily in sterling denominated investment grade corporate bonds. The fund may invest in other transferable securities, money market instruments, derivatives and forward transactions, deposits and units in collective investment schemes.

Henderson Investment Funds Ltd.

Henderson Credit Alpha A hedged Cap

GB00B630QF50

EUR

22/04/2010

NULL

NULL

The fund’s objective is to generate positive returns by taking directional, relative value, structural and tactical positions in corporate bonds, asset backed securities, preference shares, equities, secured loans credit default swaps, as well as other permitted derivative instruments. The Fund may invest the property in transferable securities, money market instruments, derivatives and forward transactions, deposits and units in collective investment schemes.

Henderson Management S.A.

Hend. Horizon Fd SICAV Eu Fd Cap

LU0011889846

EUR

02/07/1984

4

Medium

The investment objective of the Euroland Fund is to seek long-term capital appreciation by investing at least 75% of its total assets in equity securities of companies incorporated or having their principal business activities in Euroland countries (i.e. countries having adopted the Euro as their national currency in the member states of the European Monetary Union). The Fund is denominated in €.

Henderson Management S.A.

Hend. Japanese Equity USD Cap

LU0011889929

USD

01/07/1985

4

Medium

The fund’s objective is to seek long-term capital appreciation by investing in Japanese companies across a variety of sectors, providing investors with diversification across large and small companies. The fund is weighted towards large capitalization companies, but the fund may also invest in smaller companies where particular value has been identified. The fund may invest in OTC markets. Such markets are geographically de-centralized and may be operated and regulated differently from other markets and accordingly may be subject to slightly more risks. The fund is denominated in US$.

Henderson Management S.A.

Hend. Japanese Sm. Comp. USD Cap

LU0011890265

USD

01/08/1985

4

Medium

The fund’s objective is to seek long-term capital appreciation by investing at least two thirds of its total assets in smaller Japanese companies. For this purpose, companies falling within the bottom 25% of their relevant market by way of market capitalization are considered to be smaller companies. The fund may invest in OTC markets. Such markets are geographically de-centralized and may be operated and regulated differently from other markets and accordingly may be subject to slightly more risks. The fund is denominated in US$. Please refer to the HENDERSON HORIZON FUND SHARE CLASS DETAIL page in the Full Prospectus for information regarding the Share Classes available.

Henderson Management S.A.

Henderson Horizon Fd Asian Grow Cap

LU0011890851

USD

31/07/1985

2

High

The fund’s objective is to seek long-term appreciation by investing at least two-thirds of the fund’s total assets in a variety of sectors across the Asian equity markets. The fund odes not invest in Japan. The fund is denominated in US$.

Henderson Management S.A.

Hend. Pan Europ. Sm. Comp. Cap

LU0046217351

EUR

27/08/1993

2

High

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in equity securities of companies having their registered office in the EEA which will generally fall within the bottom 25% of their relevant market by way of market capitalization. The fund is denominated in Euro.

Henderson Management S.A.

Hend. Gl. Technology USD Cap

LU0070992663

USD

16/10/1996

4

Medium

The fund’s objective is to seek long-term capital appreciation by investing in a globally diversified portfolio of technology-related companies. The fund aims to take advantage of market trends internationally. The fund takes a geographically diversified approach and operates within broad asset allocation ranges. There are no specific limits on the amounts that the fund can or must invest in nay geographical region or single country. The fund is denominated in US Dollar.

Henderson Management S.A.

Hend. Pan Europ. Prop. Eq. Cap

LU0088927925

EUR

01/07/1998

3

Medium

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in quoted equity securities of companies or Real Estate Investment Trusts having their registered offices in the EEA and listed or traded on a regulated market, which derive the main part of their revenue from the ownership, management and/or development of real estate in Europe. The fund is denominated in Euro.

Henderson Management S.A.

Henderson Gartm Emer Mark R Acc Cap

LU0113993801

EUR

29/09/2000

2

High

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from emerging equity markets, by investing at any given time at least two-thirds of its net assets in: Companies having their registered office in emerging markets, Companies that do not have their registered office in emerging markets but either (i) carry out a predominant proportion of their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in emerging markets. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartmore Pan Eu SC B Cap

LU0135928611

EUR

24/10/2001

4

High

The Fund aims to achieve a long-term return, in excess of the long-term return that is typically achieved from European smaller companies equity markets, by investing in: smaller companies having their registered office in Europe (including the United Kingdom), smaller companies that do not have their registered office in Europe but either carry out a predominant proportion of their business activity in Europe (including the United Kingdom), or are holding companies which predominantly own companies with registered offices in Europe (including the United Kingdom).The return will be a combination of capital and income returns.

Henderson Management S.A.

Hend. Gl. Opportunities USD Cap

LU0138809214

USD

29/11/2001

3

Medium

The fund’s objective is to seek long-term capital appreciation by investing in companies in any geographic area in the world. The geographic asset allocation of the fund will be based on the Investment Manager’s then prevailing policy and stock selection will be carried out on a regional basis. The fund is denominated in US$.

Henderson Management S.A.

Hend. Amer. Equity USD Cap

LU0138820294

USD

19/11/2001

3

Medium

The investment objective of the American Equity Fund is to seek long-term capital appreciation by investing primarily in companies in North America. The Fund is denominated in US$.

Henderson Management S.A.

Hend. Pan Europ. Equity Cap

LU0138821268

EUR

30/11/2001

5

Low

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of its total assets in equity securities of companies having their registered office in the EEA. The Fund is denominated in €.

Henderson Management S.A.

Henderson Continental Europ D Cap

LU0150924321

USD

02/07/2002

4

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from Continental European equity markets, by investing at any given time at least two-thirds of its net assets in: Companies having their registered office in Continental Europe, Companies that do not have their registered office in Continental Europe but either (i) carry out a predominant proportion of their business activity in Continental Europe, or (ii) are holding companies which predominately own companies with registered offices in Continental Europe. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartmore Glob Focus R Dis

LU0200076213

EUR

29/10/2004

2

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from global equity markets, by investing at any given time at least two-thirds of its net assets in a concentrated portfolio of companies in global markets. The return will be a combination of capital and income returns. The fund will invest in companies of any market capitalization. The fund will invest in a portfolio of typically 30-40 holdings.

Henderson Management S.A.

Henderson Gartmore Glob Focus R Dis

LU0200076999

USD

24/03/2005

2

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from global equity markets, by investing at any given time at least two-thirds of its net assets in a concentrated portfolio of companies in global markets. The return will be a combination of capital and income returns. The fund will invest in companies of any market capitalization. The fund will invest in a portfolio of typically 30-40 holdings.

Henderson Management S.A.

Henderson Gartm US Opport R Acc Cap

LU0200077534

EUR

29/10/2004

2

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from US equity markets, by investing at any given time at least two-thirds of its net assets in: companies incorporated in the US or having their registered office in the US, companies that are not incorporated in the US or do not have their registered office in the US but either (i) carry out a predominant proportion of their business activity in the US, or (ii) are holding companies which predominantly own companies with registered offices in the US. The fund may invest in companies of any market capitalization.

Henderson Management S.A.

Henderson Gartm US Opport R Acc Dis

LU0200078185

USD

29/10/2004

2

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from US equity markets, by investing at any given time at least two-thirds of its net assets in: companies incorporated in the US or having their registered office in the US, companies that are not incorporated in the US or do not have their registered office in the US but either (i) carry out a predominant proportion of their business activity in the US, or (ii) are holding companies which predominantly own companies with registered offices in the US. The fund may invest in companies of any market capitalization.

Henderson Management S.A.

Henderson Gartm Lat Amer R Acc Cap

LU0200080918

EUR

29/10/2004

3

High

The fund’s objective is to achieve long-term return, in excess of the long-term return that is typically achieved from Latin American equity markets, by investing at any given time at least two-thirds of its net assets in: companies having their registered office in Latin American markets, companies that do not have their registered office in Latin American markets but either (i) carry out a predominant proportion of their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in Latin American markets. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartmore Latin Amer Cap

LU0200081056

EUR

29/10/2004

3

High

The fund’s objective is to achieve long-term return, in excess of the long-term return that is typically achieved from Latin American equity markets, by investing at any given time at least two-thirds of its net assets in: companies having their registered office in Latin American markets, companies that do not have their registered office in Latin American markets but either (i) carry out a predominant proportion of their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in Latin American markets. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartm Lat Amer R Acc Dis

LU0200081304

USD

24/03/2005

3

High

The fund’s objective is to achieve long-term return, in excess of the long-term return that is typically achieved from Latin American equity markets, by investing at any given time at least two-thirds of its net assets in: companies having their registered office in Latin American markets, companies that do not have their registered office in Latin American markets but either (i) carry out a predominant proportion of their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in Latin American markets. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartmore Cont Europ R Dis

LU0201071890

EUR

29/10/2004

4

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from Continental European equity markets, by investing at any given time at least two-thirds of its net assets in: Companies having their registered office in Continental Europe, Companies that do not have their registered office in Continental Europe but either (i) carry out a predominant proportion of their business activity in Continental Europe, or (ii) are holding companies which predominately own companies with registered offices in Continental Europe. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartm Emer Mark R Acc Dis

LU0201073169

USD

24/03/2005

2

High

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from emerging equity markets, by investing at any given time at least two-thirds of its net assets in: Companies having their registered office in emerging markets, Companies that do not have their registered office in emerging markets but either (i) carry out a predominant proportion of their business activity in these markets, or (ii) are holding companies which predominantly own companies with registered offices in emerging markets. The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gartm Jap Absol Ret R Cap

LU0201075024

JPY

24/03/2005

4

Low

The fund's objective is to achieve a positive absolute return over the long term regardless of market conditions, by taking long and short positions at any given time in equities or equity related derivative contracts of: companies having their registered office in Japan; and companies that do not have their registered office in Japan but either (i) carry out a predominant proportion of their business activity in these markets, or(ii) are holding companies which predominantly own companies with registered in Japan, although all or a substantial proportion of the assets of the Fund may at any time consist of cash, near cash, deposits and/or money market instruments. The fund will invest in companies of any market capitalisation.

Henderson Management S.A.

Henderson Gartm Pan Europ R Acc Dis

LU0201075453

EUR

24/03/2005

3

Medium

The fund’s objective is to achieve a long-term return, in excess of the long-term return that is typically achieved from European equity markets, by investing at any given time at least two-thirds of its net assets in: companies having their registered office in Europe (including the United Kingdom), companies that do not have their registered office in Europe but either (i) carry out a predominant proportion of their business activity from Europe (including the United Kingdom), or (ii) are holding companies which predominantly own companies with registered offices in Europe (including the United Kingdom).

Henderson Management S.A.

Henderson Gart Pan Eur Sm Com R Dis

LU0201078713

EUR

24/03/2005

4

High

The Fund aims to achieve a long-term return, in excess of the long-term return that is typically achieved from European smaller companies equity markets, by investing in: smaller companies having their registered office in Europe (including the United Kingdom), smaller companies that do not have their registered office in Europe but either carry out a predominant proportion of their business activity in Europe (including the United Kingdom), or are holding companies which predominantly own companies with registered offices in Europe (including the United Kingdom).The return will be a combination of capital and income returns.

Henderson Management S.A.

Henderson Gl Prop Eq Fd A1 USD Dis

LU0209137206

USD

03/01/2005

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Henderson Gl Prop Eq Fd A2 USD Cap

LU0209137388

USD

03/01/2005

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Hend. Pan Europ. Prop. Eq.

LU0209156925

EUR

03/01/2005

2

High

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in quoted equity securities of companies or Real Estate Investment Trusts having their registered offices in the EEA and listed or traded on a regulated market, which derive the main part of their revenue from the ownership, management and/or development of real estate in Europe. The fund is denominated in Euro.

Henderson Management S.A.

Hend. Pan Europ. Sm. Comp.

LU0209157220

EUR

03/01/2005

2

High

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in equity securities of companies having their registered office in the EEA which will generally fall within the bottom 25% of their relevant market by way of market capitalization. The fund is denominated in Euro.

Henderson Management S.A.

Hend. Continental Europ. Equity

LU0209157576

EUR

03/01/2005

4

Medium

The investment objective of the Euroland Fund is to seek long-term capital appreciation by investing at least 75% of its total assets in equity securities of companies incorporated or having their principal business activities in Euroland countries (i.e. countries having adopted the Euro as their national currency in the member states of the European Monetary Union). The Fund is denominated in €.

Henderson Management S.A.

Hend. Pan Europ. Equity

LU0209157733

EUR

03/01/2005

5

Low

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of its total assets in equity securities of companies having their registered office in the EEA. The Fund is denominated in €.

Henderson Management S.A.

Hend. Gl. Technology USD

LU0209158467

USD

03/01/2005

5

Medium

The fund’s objective is to seek long-term capital appreciation by investing in a globally diversified portfolio of technology-related companies. The fund aims to take advantage of market trends internationally. The fund takes a geographically diversified approach and operates within broad asset allocation ranges. There are no specific limits on the amounts that the fund can or must invest in nay geographical region or single country. The fund is denominated in US Dollar.

Henderson Management S.A.

Hend. Japanese Equity USD

LU0209158897

USD

03/01/2005

4

Medium

The fund’s objective is to seek long-term capital appreciation by investing in Japanese companies across a variety of sectors, providing investors with diversification across large and small companies. The fund is weighted towards large capitalization companies, but the fund may also invest in smaller companies where particular value has been identified. The fund may invest in OTC markets. Such markets are geographically de-centralized and may be operated and regulated differently from other markets and accordingly may be subject to slightly more risks. The fund is denominated in US$.

Henderson Management S.A.

Hend. Japanese Sm. Comp. USD

LU0209159515

USD

03/01/2005

4

Medium

The fund’s objective is to seek long-term capital appreciation by investing at least two thirds of its total assets in smaller Japanese companies. For this purpose, companies falling within the bottom 25% of their relevant market by way of market capitalization are considered to be smaller companies. The fund may invest in OTC markets. Such markets are geographically de-centralized and may be operated and regulated differently from other markets and accordingly may be subject to slightly more risks. The fund is denominated in US$. Please refer to the HENDERSON HORIZON FUND SHARE CLASS DETAIL page in the Full Prospectus for information regarding the Share Classes available.

Henderson Management S.A.

Hend. Pacific Eq. USD

LU0209160109

USD

03/01/2005

2

High

The fund’s objective is to seek long-term appreciation by investing at least two-thirds of the fund’s total assets in a variety of sectors across the Asian equity markets. The fund odes not invest in Japan. The fund is denominated in US$.

Henderson Management S.A.

Hend. Gl. Opportunities USD

LU0209160448

USD

03/01/2005

3

Medium

The fund’s objective is to seek long-term capital appreciation by investing in companies in any geographic area in the world. The geographic asset allocation of the fund will be based on the Investment Manager’s then prevailing policy and stock selection will be carried out on a regional basis. The fund is denominated in US$.

Henderson Management S.A.

Hend. Amer. Equity USD

LU0209161503

USD

31/12/2004

2

Medium

The investment objective of the American Equity Fund is to seek long-term capital appreciation by investing primarily in companies in North America. The Fund is denominated in US$.

Henderson Management S.A.

Hend. Asia-Pacific Prop. Eq USD

LU0229494629

USD

03/10/2005

2

High

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in the quoted equities of companies or Real Estate Investment Trusts having their registered offices in the Asia-Pacific Region listed or traded on a regulated market, which derive the predominant part of their revenue from the ownership, management and/or development of real estate in the Asia-Pacific Region. The fund is denominated in US dollar.

Henderson Management S.A.

Hend. Asia-Pacific Prop. Eq USD Cap

LU0229494975

USD

03/10/2005

2

High

The fund’s objective is to seek long-term capital appreciation by investing at least 75% of total assets in the quoted equities of companies or Real Estate Investment Trusts having their registered offices in the Asia-Pacific Region listed or traded on a regulated market, which derive the predominant part of their revenue from the ownership, management and/or development of real estate in the Asia-Pacific Region. The fund is denominated in US dollar.

Henderson Management S.A.

Hend. Pan Europ. Alpha

LU0264597450

EUR

01/12/2006

5

Low

The fund’s objective is to seek long-term capital appreciation through exposure primarily to European equities. At least two-thirds of the Fund’s total assets (after deduction of cash) will be invested in equity securities and equity related instruments (excluding convertible debt securities) of companies that are domiciled in Europe (including the UK) or derive the majority of their revenue from business activities in this region.

Henderson Management S.A.

Hend. Pan Europ. Alpha Cap

LU0264597617

EUR

01/12/2006

5

Low

The fund’s objective is to seek long-term capital appreciation through exposure primarily to European equities. At least two-thirds of the Fund’s total assets (after deduction of cash) will be invested in equity securities and equity related instruments (excluding convertible debt securities) of companies that are domiciled in Europe (including the UK) or derive the majority of their revenue from business activities in this region.

Henderson Management S.A.

Hend. Asia Dividend Income USD

LU0264605907

USD

26/10/2006

4

Medium

The fund’s objective is to seek an above-benchmark dividend yield from a portfolio of Asia stocks with a focus on value and long-term capital appreciation. At least two-thirds of the fund’s total assets will be invested in Asian equity securities and equity instruments which in the view of the Investment Manager offer prospects for above average dividends or reflect such prospects.

Henderson Management S.A.

Hend. Asia Dividend Income USD Cap

LU0264606111

USD

26/10/2006

4

Medium

The fund’s objective is to seek an above-benchmark dividend yield from a portfolio of Asia stocks with a focus on value and long-term capital appreciation. At least two-thirds of the fund’s total assets will be invested in Asian equity securities and equity instruments which in the view of the Investment Manager offer prospects for above average dividends or reflect such prospects.

Henderson Management S.A.

Henderson Horizon Fd Gl A1 EUR Dis

LU0264737999

EUR

31/10/2011

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Henderson Gl Prop Eq Fd A2 EUR Cap

LU0264738294

EUR

31/10/2011

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Henderson Gl Prop Eq Fd A1 GBP Dis

LU0264738708

GBP

31/10/2011

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Henderson Gl Prop Eq Fd A2 GBP Cap

LU0264739185

GBP

31/10/2011

3

High

The fund’s objective is to seek long-term capital appreciation by investing in the quoted equity securities of companies or Real Estate Investment Trusts listed or traded on a regulated market which derives the main part of their revenue from the ownership, management and/or development of real estate, throughout the world. The fund is denominated in $US.

Henderson Management S.A.

Hend. China USD Cap

LU0327786744

USD

25/01/2008

1

High

The fund’s objective is to seek long-term capital appreciation through investment in securities listed primarily in China, Hong Kong and Taiwan. The Investment Manager may also invest in companies incorporated elsewhere that have significant assets, business, production, trading activity or other interests in China, Hong Kong or Taiwan. At least two thirds of the total assets of this Fund will be invested in (i) companies having their registered office in China, Hong Kong or Taiwan (ii) companies with their registered office outside China, Hong Kong or Taiwan carrying out their business activities predominantly in China, Hong Kong or Taiwan, or (iii) holding companies, the interests of which are predominantly invested in companies with their registered office in China, Hong Kong or Taiwan.

Henderson Management S.A.

Hend. China USD

LU0327786827

USD

25/01/2008

1

High

The fund’s objective is to seek long-term capital appreciation through investment in securities listed primarily in China, Hong Kong and Taiwan. The Investment Manager may also invest in companies incorporated elsewhere that have significant assets, business, production, trading activity or other interests in China, Hong Kong or Taiwan. At least two thirds of the total assets of this Fund will be invested in (i) companies having their registered office in China, Hong Kong or Taiwan (ii) companies with their registered office outside China, Hong Kong or Taiwan carrying out their business activities predominantly in China, Hong Kong or Taiwan, or (iii) holding companies, the interests of which are predominantly invested in companies with their registered office in China, Hong Kong or Taiwan.

Henderson Management S.A.

Hend. Corporate Bd Fd Class A Dis

LU0451950314

EUR

18/12/2009

NULL

NULL

The fund’s objective is to provide a total return in excess of that generated by the iBoxx Euro Corporate Index by investing primarily in Euro denominated investment grade corporate bonds and other fixed and floating rate securities.  The fund may make use of a variety of instruments/strategies in order to achieve the fund’s objective including, but not limited to, forward rate notes, forward foreign exchange contracts (including non-deliverable forwards), interest rate futures, bonds futures and OTC swaps such as interest rate swaps, credit default swaps and credit default swaps on indices.

Henderson Management S.A.

Hend. Corporate Bd Fd Class A Cap

LU0451950405

EUR

18/12/2009

NULL

NULL

The fund’s objective is to provide a total return in excess of that generated by the iBoxx Euro Corporate Index by investing primarily in Euro denominated investment grade corporate bonds and other fixed and floating rate securities.  The fund may make use of a variety of instruments/strategies in order to achieve the fund’s objective including, but not limited to, forward rate notes, forward foreign exchange contracts (including non-deliverable forwards), interest rate futures, bonds futures and OTC swaps such as interest rate swaps, credit default swaps and credit default swaps on indices.

Henderson Management S.A.

Henderson Jap Abs Ret Fd R Acc Cap

LU0490786331

EUR

30/09/2011

NULL

NULL

The fund's objective is to achieve a positive absolute return over the long term regardless of market conditions, by taking long and short positions at any given time in equities or equity related derivative contracts of: companies having their registered office in Japan; and companies that do not have their registered office in Japan but either (i) carry out a predominant proportion of their business activity in these markets, or(ii) are holding companies which predominantly own companies with registered in Japan, although all or a substantial proportion of the assets of the Fund may at any time consist of cash, near cash, deposits and/or money market instruments. The fund will invest in companies of any market capitalisation.